MiFID - Markets in Financial Instruments Directive
MiFID is an EU directive designed to harmonize financial markets within the single European market.
MiFID is an EU directive designed to harmonize financial markets within the single European market. Its aim is to improve investor protection, provide greater financial market transparency and ensure the highest level of integrity of financial service providers. The requirements cover a broad scope of topics: conduct of business obligations, organizational requirements, best execution, possible conflicts of interest, conditions governing the operation of regulated markets and trading platforms, systematic internalisation as well as obligations concerning pre-trade and post-trade transparency. MiFID requirements apply to EU/EEA member states and the financial services providers that operate in them.
Vontobel has always been committed to honest, ethical and professional trading. In this sense, the MiFID guidelines in many points formalize current practice and are reflected in Vontobel's core values, principles and aims.
Implementation of MiFID will take place in accordance with of the national legislation of the individual EU/EEA member states. Clicking on the links below will take you directly to the information about implementation of the guidelines by Vontobel which is relevant for your specific location.
02.03.2021 | Best Execution and Order Handling Policy - Bank Vontobel AG | Download |
29.04.2022 | Top 5 Counterparty Reporting 2021 | Download |
30.06.2021 | Statement of Commitment to the FX Global Code | Download |
12.03.2021 | ETD Terms and conditions for Institutional Clients | Download |
12.03.2021 | ETD Terms and conditions for Private Clients | Download |
24.11.2017 | ETD Clearing Risk Disclosure | Download |
Wealth Management – INVESTORS ALL DOMICILES EXCL. DOMICILE GERMANY | ||
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01.03.2021 | Product information "Vontobel Conviction Sustainable CHF" | Download |
01.03.2021 | Product information "Vontobel Conviction Sustainable EUR" | Download |
01.07.2021 | Product information "Vontobel Custom Plus Sustainable" | Download |
01.11.2021 | Product information "Vontobel Specials Swiss Equities" | Download |
01.11.2021 | Product information "Vontobel Specials European Equities" | Download |
01.11.2021 | Product information "Vontobel Specials Global Equities" | Download |
01.04.2022 | Product information "volt invest (CHF)" | Download |
01.04.2022 | Product information "volt invest (EUR)" | Download |
01.04.2022 | Product information "volt invest (USD)" | Download |
01.04.2022 | Product information "volt 3a (CHF)" | Download |
Wealth Management – INVESTORS DOMICILE GERMANY | ||
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01.01.2022 | Product information "Vontobel Conviction Sustainable CHF" (German only) | Download |
01.01.2022 | Product information "Vontobel Conviction Sustainable EUR" (German only) | Download |
01.01.2022 | Product information "Vontobel Custom Plus Sustainable" (German only) | Download |
01.01.2022 | Product information "Vontobel Specials Swiss Equities" (German only) | Download |
01.01.2022 | Product information "Vontobel Specials European Equities" (German only) | Download |
01.01.2022 | Product information "Vontobel Specials Global Equities" (German only) | Download |
01.04.2022 | Product information "volt invest (CHF)" | Download |
01.04.2022 | Product information "volt invest (EUR)" | Download |
01.04.2022 | Product information "volt invest (USD)" | Download |
Best Execution in Asset Management | Download |
Information on Top 5 Counterparties | Download 2021 Download 2020 |
Information on investor protection | Download |
Vontobel Asset Management S.A. – Munich Branch (Vescore) | |
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MiFID II – Information (German only) | Download |
Best Execution Policy (German version is binding) | Download |
Complaints Management (German only) | Download |
Conflict of Interests Policy (German only) | Download |
Information on Top 5 Counterparties (German only) | Download 2021 Download 2020 |
Vontobel Asset Management S.A. – Milan Branch | |
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Information Document | Download |
Information on the Top 5 Counterparties | Download 2021 Download 2020 |
The documents available here for downloading provide detailed information on Bank Vontobel Europe AG and its securities services, its execution policy, and how it deals with potential conflicts of interest.
Wealth Management | ||
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16.05.2022 | Information on Investor Protection | Download |
25.06.2021 | Conflict of Interest Policy | Download |
05.07.2021 | Best Execution Policy - Vontobel Wealth Management | Download |
08.12.2020 | Complaint Policy | Download |
09.03.2021 | Produktinformation “Vontobel Conviction Sustainable EUR” | Download |
01.07.2021 | Produktinformation "Vontobel Custom Plus onshore" | Download |
01.07.2021 | Produktinformation "Vontobel Custom Plus grenzüberschreitend" | Download |
01.11.2021 | Produktinformation "Vontobel Specials Aktien Europa" | Download |
06.01.2022 | Produktinformation "Vontobel Specials Aktien Schweiz" | Download |
06.01.2022 | Produktinformation "Vontobel Specials Aktien Global" | Download |
Platforms & Services, Digital Investing | ||
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25.06.2021 | Client Information | Download |
25.06.2021 | Execution Principles | Download |
25.06.2021 | Conflict of Interest Policy | Download |
25.06.2021 | Information regarding systematic internalisation | Download |
08.12.2020 | Complaint Policy | Download |
25.06.2021 | Terms of Business | Download |
Vontobel Wealth Management SIM S.p.A., Italy
01.07.2021 | Informazioni prodotto “Vontobel Conviction Sustainable EUR” | Download |
01.07.2021 | Informativa in materia di trasmissione ordini | Download |
01.07.2021 | Informativa in materia di valutazione del capitale interno | Download |
01.11.2021 | Informazioni prodotto "Vontobel Specials Azioni Svizzera" | Download |
01.11.2021 | Informazioni prodotto "Vontobel Specials Azioni Global" | Download |
01.11.2021 | Informazioni prodotto "Vontobel Specials Azioni Europa" | Download |