MiFID - Markets in Financial Instruments Directive

MiFID is an EU directive designed to harmonize financial markets within the single European market.

MiFID is an EU directive designed to harmonize financial markets within the single European market. Its aim is to improve investor protection, provide greater financial market transparency and ensure the highest level of integrity of financial service providers. The requirements cover a broad scope of topics: conduct of business obligations, organizational requirements, best execution, possible conflicts of interest, conditions governing the operation of regulated markets and trading platforms, systematic internalisation as well as obligations concerning pre-trade and post-trade transparency. MiFID requirements apply to EU/EEA member states and the financial services providers that operate in them.

Vontobel has always been committed to honest, ethical and professional trading. In this sense, the MiFID guidelines in many points formalize current practice and are reflected in Vontobel's core values, principles and aims.

Implementation of MiFID will take place in accordance with of the national legislation of the individual EU/EEA member states. Clicking on the links below will take you directly to the information about implementation of the guidelines by Vontobel which is relevant for your specific location.

Vontobel Group
24.11.2017 General Conflict of Interest Policy of the Vontobel Group Download
24.11.2017 Vontobel Group Complaint Management Download
  • Bank Vontobel Europe AG, Germany

    The documents available here for downloading provide detailed information on Bank Vontobel Europe AG and its securities services, its execution policy, and how it deals with potential conflicts of interest.

    General Information
    04.05.2018 Reporting of the top 5 Execution Venues Download
    Wealth Management
    07.03.2018 Information on Investor Protection Download
    10.10.2017 Conflict of Interest Policy Download
    10.10.2017 Best Execution Policy - Vontobel Wealth Management Download
    Investment Banking
    20.12.2017 Client Information Download
    20.12.2017 Execution Principles Download
    10.10.2017 Conflict of Interest Policy Download
    09.01.2018 Information regarding systematic internalisation Download