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The information contained in this document has been prepared by Vontobel Holding AG in cooperation with its affiliates (“Vontobel”, “us” or “we”) and might be distributed by the below mentioned entities. However, is not intended for distribution to, or use by, any person or entity in any jurisdiction or country where such distribution or use would be contrary to applicable laws or regulations, or which would subject Vontobel to any registration requirement within such jurisdiction or country. Vontobel makes no representations that the information contained in this document is appropriate for use in all locations, or by all readers.
USA: Distributed to US persons by Vontobel Asset Management, Inc. (VAMUS), Vontobel Swiss Financial Advisers AG (Vontobel SFA) and Vontobel Securities Ltd. (VONSEC). VAMUS and Vontobel SFA are registered with the U.S. Securities and Exchange Commission (SEC) as investment advisers under the U.S. Investment Advisers Act of 1940, as amended. VONSEC is registered as broker-dealer with the SEC under the U.S. Securities Exchange Act of 1934, as amended, and is a member of the Financial Industry Regulatory Authority, Inc. (FINRA). VAMUS, Vontobel SFA and VONSEC are wholly-owned subsidiaries of Vontobel Holding AG, Zurich, Switzerland. Canada: Vontobel operates in connection with our investment and business activity pursuant to the following: Vontobel Asset Management Inc. and Vontobel SFA rely on the International Adviser Exemption.
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