MiFID - Directiva europea sobre los Mercados de Instrumentos Financieros

La Directiva europea sobre los Mercados de Instrumentos Financieros (MiFID, por sus siglas en inglés) es una directiva de la Unión Europea para la armonización de los mercados financieros en el mercado interior europeo.

La finalidad de la directiva consiste en la mejora de la protección de los inversores, una mayor transparencia de los mercados financieros, y la garantía de la máxima integridad de los prestadores de servicios financieros. Abarca distintos temas:

normas de conducta, deberes de organización, ejecución óptima (best execution), posibles conflictos de intereses, requisitos para operar mercados y plataformas comerciales regulados, la internalización sistemática, y requisitos de transparencia prenegociación y postnegociación. La Directiva MiFID rige para los Estados miembros de la UE y del EEE, y para los prestadores de servicios financieros allí establecidos.

Desde sus orígenes, Vontobel se ha comprometido a llevar a cabo una gestión honesta, cabal y profesional. En este sentido, la Directiva MiFID formaliza en muchos de sus puntos la práctica actual y refleja los valores, principios y objetivos de Vontobel.

La implementación de la MiFID se realiza conforme al derecho nacional de cada Estado miembro de la UE y del EEE. Los siguientes enlaces le permitirán acceder a la información específica del país donde usted se encuentra sobre la implementación de la Directiva en Vontobel.

Vontobel
01/04/2022 General Conflict of Interest Policy of the Vontobel Holding AG Download
08/09/2021 Vontobel Complaint Management Download

Bank Vontobel AG

02/03/2021 Best Execution and Order Handling Policy - Bank Vontobel AG Download
29/04/2022 Top 5 Counterparty Reporting 2021 Download
30/06/2021 Statement of Commitment to the FX Global Code Download
12/03/2021 ETD Terms and conditions for Institutional Clients Download
12/03/2021 ETD Terms and conditions for Private Clients Download
24/11/2017 ETD Clearing Risk Disclosure Download
Wealth Management – INVESTORS ALL DOMICILES EXCL. DOMICILE GERMANY
01.03.2021 Product information "Vontobel Conviction Sustainable CHF" Download
01.03.2021 Product information "Vontobel Conviction Sustainable EUR" Download
01.07.2021 Product information "Vontobel Custom Plus Sustainable" Download
01.11.2021 Product information "Vontobel Specials Swiss Equities" Download
01.11.2021 Product information "Vontobel Specials European Equities" Download
01.11.2021 Product information "Vontobel Specials Global Equities" Download
01.04.2022 Product information "volt invest (CHF)" Download
01.04.2022 Product information "volt invest (EUR)" Download
01.04.2022 Product information "volt invest (USD)" Download
01.04.2022 Product information "volt 3a (CHF)" Download
Wealth Management – INVESTORS DOMICILE GERMANY
01.01.2022 Product information "Vontobel Conviction Sustainable CHF" (German only) Download
01.01.2022 Product information "Vontobel Conviction Sustainable EUR" (German only) Download
01.01.2022 Product information "Vontobel Custom Plus Sustainable" (German only) Download
01.01.2022 Product information "Vontobel Specials Swiss Equities" (German only) Download
01.01.2022 Product information "Vontobel Specials European Equities" (German only) Download
01.01.2022 Product information "Vontobel Specials Global Equities" (German only) Download
01.04.2022 Product information "volt invest (CHF)" Download
01.04.2022 Product information "volt invest (EUR)" Download
01.04.2022 Product information "volt invest (USD)" Download
Wealth Management
01.11.2021 Information on Investor Protection Download
10.03.2021 Vontobel sustainable finance disclosures on entity level and related policies Link
10.03.2021 Sustainable finance disclosures of funds available at Vontobel Link
Platforms & Services, Digital Investing
02/03/2021 Vontobel Trading Venues Download
23/11/2017 Terms of Business Download
23/11/2017 Electronic order placing via FIX Standard Protocol Download

Vontobel Asset Management AG

Best Execution in Asset Management Download
Information on Top 5 Counterparties Download 2021
Download 2020
Information on investor protection Download

  

Vontobel Asset Management S.A.

Best Execution in Asset Management Download
Complaints Management Download
Conflict of Interests Policy Download
Information on Investor Protection Download
Remuneration Policy Download
Voting Policy Download
Vontobel Asset Management S.A. – Munich Branch (Vescore)
MiFID II – Information (German only) Download
Best Execution Policy (German version is binding) Download
Complaints Management (German only) Download
Conflict of Interests Policy (German only) Download
Information on Top 5 Counterparties (German only) Download 2021
Download 2020
Vontobel Asset Management S.A. – Milan Branch
Information Document Download
Information on the Top 5 Counterparties Download 2021
Download 2020

  

Bank Vontobel Europe AG, Alemania

Los documentos a los que puede acceder le facilitan información exhaustiva sobre Bank Vontobel Europe AG, sus principios para la ejecución de los encargos y su manejo de posibles conflictos de intereses.

General Information
11/03/2021 Report der Top 5 Ausführungsplätze 2020 Download
24/02/2020 Report der Top 5 Ausführungsplätze 2019 Download
13/03/2019 Report der Top 5 Ausführungsplätze 2018 Download
04/05/2018 Reporting of the top 5 Execution Venues Download
Wealth Management
16/05/2022 Information on Investor Protection Download
25/06/2021 Conflict of Interest Policy Download
05/07/2021 Best Execution Policy - Vontobel Wealth Management Download
08/12/2020 Complaint Policy Download
09/03/2021 Produktinformation “Vontobel Conviction Sustainable EUR” Download
01/07/2021 Produktinformation "Vontobel Custom Plus onshore" Download
01/07/2021 Produktinformation "Vontobel Custom Plus grenzüberschreitend" Download
01/11/2021 Produktinformation "Vontobel Specials Aktien Europa" Download
06/01/2022 Produktinformation "Vontobel Specials Aktien Schweiz" Download
06/01/2022 Produktinformation "Vontobel Specials Aktien Global" Download
Wealth management
10.03.2021 Vontobel sustainable finance disclosures on entity level and related policies Link
10.03.2021 Sustainable finance disclosures of funds available at Vontobel Link
Platforms & Services, Digital Investing
25/06/2021 Client Information Download
25/06/2021 Execution Principles Download
25/06/2021 Conflict of Interest Policy Download
25/06/2021 Information regarding systematic internalisation Download
08/12/2020 Complaint Policy Download
25/06/2021 Terms of Business Download