Junior Compliance Officer 100%

What would your role be?

• You will be part of the Onboarding and Review Team covering private clients with an increased risk as well Politically Exposed Persons (PEPs).

• You will be reporting to a Team Leader within the Client Onboarding and Reviews.

• Review client KYC information, account activities, negative news either as part of the on-boarding or review process and escalate issues to your management for decisioning.

• Good to strong knowledge of Artificial Intelligence, related tools and how to deploy it in day-to-day tasks assigned to you.

• Performing assessments, participating in projects and assist the Onboarding and Review team in all aspects of the day-to-day business.

In this role, your main duties and responsibilities include: 

• Assisting the teams within Client Onboarding and Reviews in performing their day-to-day tasks as well as participate, where required, in compliance related projects.

• Ensuring Compliance with policies and procedures throughout your entire duties in client lifecycle, including onboarding, periodic reviews, event-driven reviews and ad-hoc client assessments.

• Conducting risk-based Compliance assessments for client onboardings, including KYC, due diligence, sanctions screening, adverse media reviews and reputational risk assessments.

• Performing Compliance assessments related to periodic and event-driven client reviews, with a particular focus on politically exposed persons (PEPs), high-risk clients, sanctions-related matters and other sensitive client relationships.

• Escalating AML concerns / issues to your management for assessment and decisioning.

• Assist in preparing Compliance assessments and case presentations for senior management and governance committees to facilitate decision-making on high-risk and complex client relationships.

• Assist in conducting internal controls, quality assurance reviews and monitoring activities to ensure adherence to regulatory requirements and internal policies.

What are we looking for?

• University degree and compliance related certifications.

• 2 years of Anti-Money related/Compliance experience in Switzerland Private Banking, preferably in the area of client due diligence, source of wealth and negative news screening

• Eloquent and capable of analyzing, summarizing and presenting in a succinct way in written form as well as verbally in English.

• Fluent in English and German, other languages such as French and Arabic a plus.
• Affinity for Artificial Intelligence (AI) and a willingness to embrace AI-enabled tools and ways of working.

What do we offer? 

• Top Zurich location with collaboration spaces and free lunch.

• Friendly, diverse team in an open-office space.

• All the latest technology to help you excel and advance.

• Agile environment in how we think, the way we work and our trust for each other.

• Flat hierarchy with collaboration at all levels.

• Campus feeling and a collaborative spirit.

We are looking for talented people, not just a CV that ticks all the boxes. Even if you do not have absolutely everything we have asked for, if this role sounds like a good fit for you, we encourage you to apply.

Location Requirement

This role is based in Zurich but will move to Baar in 2030, ensuring close alignment with key stakeholders in the business.

Why Vontobel?

At Vontobel, you are building better futures for our clients and society, as well as for yourself. As a family-owned and publicly listed company with over 2,000 professionals based in 28 locations globally and headquartered in Zurich, we’re committed to long-term thinking and sustainability.

Our diverse team values unique perspectives, and we hire individuals determined to deliver in a dynamic and changing world. Even if you don’t meet all the criteria, we encourage you to apply if you’re enthusiastic about the role.

Do you want to be Vontobel?