Financial Services Act (FinSA)

The Swiss Federal Act on Financial Services (FinSA) entered into force on January 1, 2020. The FinSA contains rules for the provision of financial services and the offering of financial instruments in Switzerland. The focus lies on the code of conduct that financial service providers must adhere to in relation to their clients, depending on their client classification, when providing financial services. Most of the provisions will be applicable as of January 1, 2022 after a two-year transitional period, and will be implemented by Vontobel on that date.

The following links will take you directly to the information related to the implementation of FinSA at Vontobel.

Vontobel
General Conflict of Interest Policy of the Vontobel Group Download
Vontobel Complaint Management Download
Complaint form Link
Swiss Banking: Risks Involved in Trading Financial Instruments (2019) Download
Bank Vontobel AG
Information on Investor Protection Download
Best Execution and Order Handling Policy - Bank Vontobel AG Download
Vontobel Trading Venues Download
Vontobel Asset management ag
Best Execution in Asset Management Download
Information on Top 5 Counterparties

Download 2020

Download 2019

The Financial Services Act (FinSA) - Information for Clients of Vontobel Asset Management Download