Swiss Code of Obligations - Art. 964

Art. 964 a – 964 c: The chapter “Corporate Responsibility & Sustainability” of the Annual Report 2025 (also referred to as “Sustainability Report 2025”) serves as a report for purposes of the Swiss Code of Obligations Art. 964 a – 964 c. The Board of Directors of Vontobel Holding AG approved the Sustainability Report at its meeting on February 3, 2026, and the report will be submitted to a vote at the Annual General Meeting of Shareholders in April 2026. More information can be found in the Sustainability Report 2025 in the Section “Swiss corporate reporting on non-financial matters index”. The Sustainability Report 2025 contains a TCFD index that serves the purpose of demonstrating our compliance with the Swiss Code of Obligations Article 964b (Report on Non-Financial Matters) Paragraph 1 regarding environmental matters. The Vontobel climate transition plan is integrated into the Sustainability Report 2025, and we aim to continue to publish progress against our defined climate-related targets within the scope of our reporting.

 

Art 964 j – 964 l: With regard to Art. 964 j - 964 l of the Swiss Code of Obligations, Vontobel has assessed for the reporting period 2025 whether we comply with the requirements for due diligence and transparency in relation to minerals and metals from conflict-affected areas and child labor. It was concluded that Vontobel is exempt from the corresponding requirements pursuant to Art. 964 j.