MiFID - Markets in Financial Instruments Directive

MiFID is an EU directive designed to harmonize financial markets within the single European market.

MiFID is an EU directive designed to harmonize financial markets within the single European market. Its aim is to improve investor protection, provide greater financial market transparency and ensure the highest level of integrity of financial service providers. The requirements cover a broad scope of topics: conduct of business obligations, organizational requirements, best execution, possible conflicts of interest, conditions governing the operation of regulated markets and trading platforms, systematic internalisation as well as obligations concerning pre-trade and post-trade transparency. MiFID requirements apply to EU/EEA member states and the financial services providers that operate in them.

Vontobel has always been committed to honest, ethical and professional trading. In this sense, the MiFID guidelines in many points formalize current practice and are reflected in Vontobel's core values, principles and aims.

Implementation of MiFID will take place in accordance with of the national legislation of the individual EU/EEA member states. Clicking on the links below will take you directly to the information about implementation of the guidelines by Vontobel which is relevant for your specific location.

Vontobel Group
11/24/2017 General Conflict of Interest Policy of the Vontobel Group Download
11/24/2017 Vontobel Group Complaint Management Download

Bank Vontobel AG

11/23/2017 Best Execution and Order Handling Policy - Bank Vontobel AG Download
11/23/2017 Política de mejor ejecución y de gestión de órdenes Download
Wealth Management
3/7/2018 Information on Investor Protection Download
3/7/2018 Información sobre la protección de los inversores Download
Investment Banking
2/19/2018 Vontobel Trading Venues Download
11/23/2017 Terms of Business Download
11/23/2017 Electronic order placing via FIX Standard Protocol Download

Vontobel Asset Management AG

Best Execution in Asset Management Download
Information on top five execution brokers and quality of execution as per 2014/65/EU Download
Information on investor protection Download

  

Vontobel Asset Management S.A.

Best Execution in Asset Management Download
Complaints Management Download
Conflict of Interests Policy Download
Remuneration Policy Download
Voting Policy Download
Vontobel Asset Management S.A. – Munich Branch (Vescore)
Best Execution Policy (German only) Download
Information on top five execution brokers and quality of execution as per 2014/65/EU (German only) Download
Vontobel Asset Management S.A. – Milan Branch
Documento Informativo (solo italiano) Download
Information on top five execution brokers and quality of execution as per 2014/65/EU Download

  

Bank Vontobel Europe AG, Germany

The documents available here for downloading provide detailed information on Bank Vontobel Europe AG and its securities services, its execution policy, and how it deals with potential conflicts of interest.

General Information
5/4/2018 Reporting of the top 5 Execution Venues Download
Wealth Management
3/7/2018 Information on Investor Protection Download
10/10/2017 Conflict of Interest Policy Download
10/10/2017 Best Execution Policy - Vontobel Wealth Management Download
Investment Banking
12/20/2017 Client Information Download
12/20/2017 Execution Principles Download
10/10/2017 Conflict of Interest Policy Download
1/9/2018 Information regarding systematic internalisation Download