MiFID - Markets in Financial Instruments Directive

MiFID is an EU directive designed to harmonize financial markets within the single European market.

MiFID is an EU directive designed to harmonize financial markets within the single European market. Its aim is to improve investor protection, provide greater financial market transparency and ensure the highest level of integrity of financial service providers. The requirements cover a broad scope of topics: conduct of business obligations, organizational requirements, best execution, possible conflicts of interest, conditions governing the operation of regulated markets and trading platforms, systematic internalisation as well as obligations concerning pre-trade and post-trade transparency. MiFID requirements apply to EU/EEA member states and the financial services providers that operate in them.

Vontobel has always been committed to honest, ethical and professional trading. In this sense, the MiFID guidelines in many points formalize current practice and are reflected in Vontobel's core values, principles and aims.

Implementation of MiFID will take place in accordance with of the national legislation of the individual EU/EEA member states. Clicking on the links below will take you directly to the information about implementation of the guidelines by Vontobel which is relevant for your specific location.

Vontobel
9/22/2022 General Conflict of Interest Policy of the Vontobel Holding AG Download
9/8/2021 Vontobel Complaint Management Download

Bank Vontobel AG

3/2/2021 Best Execution and Order Handling Policy - Bank Vontobel AG Download
4/29/2022 Top 5 Counterparty Reporting 2021 Download
6/30/2021 Statement of Commitment to the FX Global Code Download
3/12/2021 ETD Terms and conditions for Institutional Clients Download
3/12/2021 ETD Terms and conditions for Private Clients Download
11/24/2017 ETD Clearing Risk Disclosure Download
Wealth Management – INVESTORS ALL DOMICILES EXCL. DOMICILE GERMANY
01.03.2021 Product information "Vontobel Conviction Sustainable CHF" Download
01.03.2021 Product information "Vontobel Conviction Sustainable EUR" Download
01.07.2021 Product information "Vontobel Custom Plus Sustainable" Download
01.11.2021 Product information "Vontobel Specials Swiss Equities" Download
01.11.2021 Product information "Vontobel Specials European Equities" Download
01.11.2021 Product information "Vontobel Specials Global Equities" Download
15.08.2022 Product information "Vontobel Specials Global Dividend Achievers Accumulating / Distributing" Download
01.04.2022 Product information "volt invest (CHF)" Download
01.04.2022 Product information "volt invest (EUR)" Download
01.04.2022 Product information "volt invest (USD)" Download
01.04.2022 Product information "volt 3a (CHF)" Download
Wealth Management – INVESTORS DOMICILE GERMANY
01.01.2022 Product information "Vontobel Conviction Sustainable CHF" (German only) Download
01.01.2022 Product information "Vontobel Conviction Sustainable EUR" (German only) Download
01.01.2022 Product information "Vontobel Custom Plus Sustainable" (German only) Download
01.01.2022 Product information "Vontobel Specials Swiss Equities" (German only) Download
01.01.2022 Product information "Vontobel Specials European Equities" (German only) Download
01.01.2022 Product information "Vontobel Specials Global Equities" (German only) Download
15.08.2022 Product information "Vontobel Specials Global Dividend Achievers Accumulating / Distributing" (German only) Download
01.04.2022 Product information "volt invest (CHF)" Download
01.04.2022 Product information "volt invest (EUR)" Download
01.04.2022 Product information "volt invest (USD)" Download
Wealth Management
01.08.2022 Information on Investor Protection Download
01.08.2022 Sustainable investing under the new EU regulatory framework Download
10.03.2021 Vontobel sustainable finance disclosures on entity level and related policies Link
10.03.2021 Sustainable finance disclosures of funds available at Vontobel Link
Platforms & Services, Digital Investing
3/2/2021 Vontobel Trading Venues Download
11/23/2017 Terms of Business Download
11/23/2017 Electronic order placing via FIX Standard Protocol Download

Vontobel Asset Management AG

Best Execution in Asset Management Download
Information on Top 5 Counterparties Download 2021
Download 2020
Information on investor protection Download

  

Vontobel Asset Management S.A.

Best Execution in Asset Management Download
Complaints Management Download
Conflict of Interests Policy Download
Information on Investor Protection Download
Remuneration Policy Download
Voting Policy Download
Vontobel Asset Management S.A. – Munich Branch (Vescore)
MiFID II – Information (German only) Download
Best Execution Policy (German version is binding) Download
Complaints Management (German only) Download
Conflict of Interests Policy (German only) Download
Information on Top 5 Counterparties (German only) Download 2021
Download 2020
Vontobel Asset Management S.A. – Milan Branch
Information Document Download
Information on the Top 5 Counterparties Download 2021
Download 2020

  

Bank Vontobel Europe AG, Germany

The documents available here for downloading provide detailed information on Bank Vontobel Europe AG and its securities services, its execution policy, and how it deals with potential conflicts of interest.

General Information
3/11/2021 Report der Top 5 Ausführungsplätze 2020 Download
2/24/2020 Report der Top 5 Ausführungsplätze 2019 Download
3/13/2019 Report der Top 5 Ausführungsplätze 2018 Download
5/4/2018 Reporting of the top 5 Execution Venues Download
Wealth Management
8/1/2022 Information on Investor Protection Download
8/1/2022 Sustainable investingunder the new EU regulatory framework Download
6/25/2021 Conflict of Interest Policy Download
7/5/2021 Best Execution Policy - Vontobel Wealth Management Download
12/8/2020 Complaint Policy Download
3/9/2021 Produktinformation “Vontobel Conviction Sustainable EUR” Download
7/1/2021 Produktinformation "Vontobel Custom Plus onshore" Download
7/1/2021 Produktinformation "Vontobel Custom Plus grenzüberschreitend" Download
11/1/2021 Produktinformation "Vontobel Specials Aktien Europa" Download
1/6/2022 Produktinformation "Vontobel Specials Aktien Schweiz" Download
1/6/2022 Produktinformation "Vontobel Specials Aktien Global" Download
Wealth management LINKS
10.03.2021 Vontobel sustainable finance disclosures on entity level and related policies Link
Platforms & Services, Digital Investing
6/25/2021 Client Information Download
6/25/2021 Execution Principles Download
6/25/2021 Conflict of Interest Policy Download
6/25/2021 Information regarding systematic internalisation Download
12/8/2020 Complaint Policy Download
6/25/2021 Terms of Business Download

  

Vontobel Wealth Management SIM S.p.A., Italy

6/10/2022 Informativa remuneration policy Download
6/10/2022 Informativa in materia di valutazione del capitale interno Download
6/10/2022 Informativa in materia di trasmissione ordini Download
8/1/2022 Gli investimenti sostenibili ai sensi del nuovo quadro normativo dell’UE Download
4/28/2022 Informativa modello 231, parte generale Download
7/1/2021 Informativa in materia di trasmissione ordini Download
7/1/2021 Informativa in materia di valutazione del capitale interno Download
7/1/2021 Informazioni prodotto “Vontobel Conviction Sustainable EUR” Download
11/1/2021 Informazioni prodotto "Vontobel Specials Azioni Svizzera" Download
11/1/2021 Informazioni prodotto "Vontobel Specials Azioni Global" Download
11/1/2021 Informazioni prodotto "Vontobel Specials Azioni Europa" Download
5/18/2020 Strategia di Esecuzione e Trasmissione ordini Download