MiFID - Markets in Financial Instruments Directive
MiFID is an EU directive designed to harmonize financial markets within the single European market.
MiFID is an EU directive designed to harmonize financial markets within the single European market. Its aim is to improve investor protection, provide greater financial market transparency and ensure the highest level of integrity of financial service providers. The requirements cover a broad scope of topics: conduct of business obligations, organizational requirements, best execution, possible conflicts of interest, conditions governing the operation of regulated markets and trading platforms, systematic internalisation as well as obligations concerning pre-trade and post-trade transparency. MiFID requirements apply to EU/EEA member states and the financial services providers that operate in them.
Vontobel has always been committed to honest, ethical and professional trading. In this sense, the MiFID guidelines in many points formalize current practice and are reflected in Vontobel's core values, principles and aims.
Implementation of MiFID will take place in accordance with of the national legislation of the individual EU/EEA member states. Clicking on the links below will take you directly to the information about implementation of the guidelines by Vontobel which is relevant for your specific location.
|3/2/2021||Best Execution and Order Handling Policy - Bank Vontobel AG||Download|
|4/29/2022||Top 5 Counterparty Reporting 2021||Download|
|6/30/2021||Statement of Commitment to the FX Global Code||Download|
|3/12/2021||ETD Terms and conditions for Institutional Clients||Download|
|3/12/2021||ETD Terms and conditions for Private Clients||Download|
|11/24/2017||ETD Clearing Risk Disclosure||Download|
|01.08.2022||Information on Investor Protection||Download|
|01.08.2022||Sustainable investing under the new EU regulatory framework||Download|
|10.03.2021||Vontobel sustainable finance disclosures on entity level and related policies||Link|
|10.03.2021||Sustainable finance disclosures of funds available at Vontobel||Link|
|Vontobel Asset Management S.A. – Munich Branch (Vescore)|
|MiFID II – Information (German only)||Download|
|Best Execution Policy (German version is binding)||Download|
|Complaints Management (German only)||Download|
|Conflict of Interests Policy (German only)||Download|
|Information on Top 5 Counterparties (German only)||Download 2021
The documents available here for downloading provide detailed information on Bank Vontobel Europe AG and its securities services, its execution policy, and how it deals with potential conflicts of interest.
|Platforms & Services, Digital Investing|
|6/25/2021||Conflict of Interest Policy||Download|
|6/25/2021||Information regarding systematic internalisation||Download|
|6/25/2021||Terms of Business||Download|
Vontobel Wealth Management SIM S.p.A., Italy
|6/10/2022||Informativa remuneration policy||Download|
|6/10/2022||Informativa in materia di valutazione del capitale interno||Download|
|6/10/2022||Informativa in materia di trasmissione ordini||Download|
|8/1/2022||Gli investimenti sostenibili ai sensi del nuovo quadro normativo dell’UE||Download|
|4/28/2022||Informativa modello 231, parte generale||Download|
|7/1/2021||Informativa in materia di trasmissione ordini||Download|
|7/1/2021||Informativa in materia di valutazione del capitale interno||Download|
|5/18/2020||Strategia di Esecuzione e Trasmissione ordini||Download|